Show Notes
Operational Resilience is placing obligations on firms to be prepared for disruptive events in order to recover quickly and reduce harm to customers and the market. In this episode of the Compliance Files Podcast series, host Kathy Jacobs, former President of Compliance Institute speaks with Will Finn, Senior Manager, fscom on the topic of Operational Resilience. Will outlines why regulators are focusing on Operational Resilience now and gives advice on what Financial Services firms have to do and describes and takes us through the steps of what an Operational Resilience programme is.
More from The Compliance Files
In this week’s episode of the Compliance Files podcast series, Steven Roberts, Vice Chairperson of the Compliance Institute’s Data Protection and Information Security (DP&IS) Working Group speaks with Members of the DP&IS WG, John Magee - Partner at DLA Piper and Global Co-Chair Data, Privacy & Cybersecurity, Alan Moore – Data Protection Officer and Head of Data Governance at Pobal and Flavien Corolleur - Senior Legal Counsel and Data Protection Officer at SS&C Technologies on the EU Digital Omnibus. This podcast builds on the recent Compliance Institute webinar on this topic and considers the potential impact of the Omnibus on GDPR and data protection. It also examines the practical steps organisations can take ahead of the Omnibus’s introduction.
In this week’s episode of the Compliance Files podcast series, Claudette Whyte, Member of Compliance Institute’s Diversity and Inclusion Working Group speaks with Lucie Loiseau, Founder, Data Cash Solution and Áine Crotty, Director- Risk and Compliance - UK & Europe, nib Travel. In this podcast they explore leadership, resilience, identity, and impact—especially for women navigating senior roles. They discuss their career journey & leadership path, challenges & barriers, power, influence & decision-making, diversity, inclusion & legacy and advice & empowerment.
In this week’s episode, Grainne O’Farrelly, Managing Director, Regulatory Consulting, Kroll Advisory (Ireland) Limited and Member of Compliance Institute’s Prudential, Regulation and Governance (PR&G) Working Group is delighted to be joined by Brian Cooke, Group Chief Information Security and IT Risk Officer at PTSB, to share a sector‑wide perspective on what DORA is trying to achieve, why it matters, and why he sees it as a positive and enabling regulation for European financial services.
In this week’s episode of the Compliance Files podcast series, host Kathy Jacobs, Vice-Chair of the Compliance Institute's Sustainability Working Group speaks with Cayzia Mills, Group Sustainability Manager for Applegreen.
In this week’s episode, Catherine Thornton, Member of Compliance Institute's Prudential, Regulation and Governance Working Group speaks with Sean MacHale, Partner at EY Dublin, Head of Global Sustainable Finance Innovation Hub and Camile Paparelli, Partner EY London, who is the ESG Reporting and Disclosure lead for UK Insurers. The importance of climate considerations and Environmental, Social and Governance (ESG) Factors are now critical in shaping strategies and operations of Financial Institutions worldwide. As the focus on sustainable practices and ethical governance grows, understanding and implementing ESG regulations including climate considerations has become more important now then ever. In its February 2025 Regulatory & Supervisory Outlook (RSO) report, the Central Bank of Ireland (CBI) again acknowledged the climate crisis, noting the weakening of earlier net zero commitments and timelines by governments and corporations, and the gap between progress being made against what is needed to slow down climate change deteriorating. With irreversible effects of acting too late a real risk to the very existence of the planet. In this episode, Sean and Camille discuss this broad topic and evaluates how progress of ESG and Climate varies across the 3 key sectors - Banking, Insurance and Funds.