Show Notes
On this episode of FINRA Unscripted, learn what has happened since the launch of FINRA's Financial Intelligence Fusion Center: how it works, early successes, and how information sharing between FINRA and member firms is transforming the fight against cyber and fraud threats.
More from FINRA Unscripted
On this episode of FINRA Unscripted, learn how AI is giving fraudsters powerful new tools—from deepfakes and voice cloning to synthetic identities—and what FINRA is doing on the investigative, intelligence, and investor education fronts to stay ahead of these threats.
On this episode of FINRA Unscripted, learn why FINRA replaced the decades-old Pattern Day Trader rule—including the $25,000 minimum equity requirement—with a modern, risk-based intraday margin standard, and what the change means for investors and member firms.
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On this episode of FINRA Unscripted, FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discuss the organization's strategic priorities, FINRA Forward initiatives, and the future of the self-regulatory model. Learn how FINRA's leadership is working to adapt regulation for a changing industry while maintaining investor protection and market integrity.
On this episode of FINRA Unscripted, find out how FINRA is enhancing firm examinations through streamlined first firm exams, extended cycles for lower-risk firms, targeted data requests, and advance exam notices. Learn how these changes improve efficiency while maintaining robust investor protection and market oversight.