Show Notes
In this episode, we explore the complex interplay between politics and global compliance. From the seismic impact of Trump's election on compliance practices to navigating the shifting landscape of tariffs and trade deals, we delve into the challenges businesses face in a rapidly changing world. We discuss the UK's struggle to define trade standards post-Brexit, the evolving sanctions on Iran, and strategies for staying ahead in an era of uncertainty. Join us as we unpack how global events reshape compliance frameworks and what it means for the future.
More from VinciWorks
From 1 September 2026, the FCA's final guidance on non-financial misconduct is in effect. The new framework makes clear that bullying, harassment, violence and other serious misconduct are regulatory conduct issues that can affect fitness and propriety, reporting obligations and senior management accountability. Meanwhile, the Enhancing Financial Services Bill and the next phase of SMCR reform is gathering pace. As Phase 2 develops, firms may see a move away from some process-driven requirements, including possible changes to the Certification Regime and Senior Management Function approvals. VinciWorks compliance experts delivered a practical, implementation-focused session on what the FCA's new rules for financial services firms need to do next. We examined how firms can update their non-financial misconduct frameworks in a way that is proportionate, evidence-based and legally defensible. The session looked at how to prepare for SMCR Phase 2 reforms. What this session covered: What the FCA's final guidance on non-financial misconduct changes from 1 September 2026 When private life conduct, social media activity or repeated behaviour may become relevant to fitness and propriety How to avoid over-investigation, disproportionate responses, or increased tribunal risk What managers, HR teams and compliance teams need to know about escalation and evidence How to align policies, investigations, conduct rules training and fitness and propriety assessments What SMCR Phase 2 reform under the Enhancing Financial Services Bill could mean for internal governance and accountability Practical steps firms should take now to prepare for the new regime
Global compliance is getting tougher in 2026. Across APAC, Europe, North America and emerging markets, regulators are tightening expectations on data protection, crypto, AML/CTF, cyber security, ESG reporting and human rights. At the same time, shifting sanctions risk, developments affecting Syria, proliferation financing, and changing US enforcement priorities are creating new cross-border exposure for organisations of every size. This episode is the recording of a one-hour webinar exploring the most important global compliance trends shaping 2026. The discussion walks through what is changing, what it means in practice, and where compliance teams should focus to stay ahead of heightened enforcement and a more complex international environment. In this recording, we cover: APAC data protection updates and enforcement trends
As we approach 2026, compliance and learning teams face evolving challenges, from the Crime and Policing Bill to the complexities of AI and data protection. Ensuring your workforce is prepared for these changes goes beyond simple tick-box training—it's about driving meaningful behaviour and cultural shifts. In this episode, we bring you the recording of our live webinar, where VinciWorks' compliance experts Nick Henderson-Mayo and Ruth Mittelmann-Cohen, alongside Nelson Sivalingam, CEO and Co-Founder of HowNow, explore the future of compliance learning. Nelson shares his expertise on the latest trends in learning and development, focusing on how compliance training must evolve to stay ahead in 2026. Together, they discuss how L&D and compliance teams can collaborate to create lasting impact, from personalised learning paths to data-driven compliance strategies. In this recording, you'll hear about: • UK compliance learning priorities for 2026: From the Cyber Security and Resilience Bill to FCA non-financial misconduct rules • The future of compliance learning: Aligning training to business goals and driving long-term behavioural change • Data and AI governance: Training for the rollout of the Data (Use and Access) Act and EU proposals to reshape GDPR • Embedding compliance into everyday learning: The role of microlearning, nudges, and reinforcement • Global training trends: Managing Tranche 2 AML reforms in Australia, tariff evasion in the US, and training on sanctions risks in Russia and Syria This session is a must-listen for compliance managers, L&D professionals, and senior leaders who want to stay ahead of the curve in compliance training, helping to build a culture that not only meets regulatory requirements but also supports sustainable business success.
The UK's anti-money laundering (AML) landscape is undergoing a significant transformation. The government has confirmed that the Financial Conduct Authority (FCA) will take over from the Solicitors Regulation Authority (SRA), the Law Society of Scotland, and other professional bodies to become the Single Professional Services Supervisor (SPSS) for AML supervision. This marks the first time law firms and accountancy firms across the UK will be regulated under a single AML authority. In this webinar recording, VinciWorks' legal compliance experts, alongside our partners at The Compliance Office and special guest Mike Ross, Director & MLRO at Anderson Strathern, break down the details of this major shift. We discuss what the government's consultation on the new structure entails, what questions remain unanswered, and the potential implications for firms across the UK, including specific insights into how Scottish firms might be affected. In this recording, you'll hear about: • The FCA's new role as the Single Professional Services Supervisor • Key insights from the consultation, including unanswered questions • A comparison of the FCA's and SRA's approaches to AML regulation • The views of Scottish firms and the Law Society of Scotland • What MLROs need to know and prepare for • The potential timeline for the transition This session is essential for compliance professionals, MLROs, and legal teams working in the UK's legal and accountancy sectors, providing critical insights into what the future of AML regulation will look like and how to prepare.
APAC compliance is entering its most disruptive year in a decade, and 2026 is set to reshape how organisations across the region manage financial crime, data, cyber, ESG and whistleblowing risk. In this episode, we bring you the audio from our expert webinar on the major regulatory shifts unfolding across Asia Pacific and what they mean for compliance teams. Our speakers break down Australia's Tranche 2 AML/CTF reforms and what it means for the tens of thousands of professional services firms being brought into scope. They explore the rapid rollout of new data and AI laws across Southeast Asia, tightening cyber requirements in Hong Kong and Singapore, and the growing wave of mandatory ESG disclosures in Japan and South Korea. The discussion also covers stepped-up anti-bribery enforcement, whistleblowing expectations, and stricter AML and licensing requirements for digital-asset firms. In this episode, you'll hear about: • Australia's Tranche 2 AML/CTF regime and AUSTRAC obligations • Vietnam's PDPL, India's Digital India Act and rising data penalties across Southeast Asia • Cyber and critical-infrastructure rules taking hold in Hong Kong and Singapore • Mandatory climate and supply-chain disclosures across Japan, South Korea, Australia and New Zealand • Bribery, corruption and whistleblowing enforcement trends across the region • AML, KYC and licensing changes affecting crypto and fintech firms This episode is ideal for compliance managers, legal counsel, risk leaders and anyone working with APAC operations in financial services, professional services, tech, real estate or multinational supply chains who needs to prepare for the year ahead.